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MIL-OSI USA: SEC Announces Agenda and Panelists for the 37th Annual Small Business Forum

By   /  December 8, 2018  /  24/7 OSI, AM-NC, america, Americas, Banking and Finance, Business, Commerce, CTF, DJF, Economy, English, fish, Investment, KB, MIL OSI, Open Source Intel, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: SEC Announces Agenda and Panelists for the 37th Annual Small Business Forum

Source: Securities and Exchange Commission Washington D.C., Dec. 7, 2018 — The Securities and Exchange Commission today announced the agenda and panelists for the 2018 Government-Business Forum on Small Business Capital Formation. The December 12 event will begin at 9 a.m. ET with opening remarks from the SEC Chairman and Commissioners followed by two morning […]

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MIL-OSI USA: Jesse C. Litvak

By   /  December 7, 2018  /  24/7 OSI, AM-NC, america, Americas, CTF, DJF, English, Justice, KB, law, MIL OSI, Open Source Intel, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: Jesse C. Litvak

Source: Securities and Exchange Commission Litigation Release No. 24368 / December 6, 2018 Securities and Exchange Commission v. Jesse C. Litvak, No. 3:13-CV-00132 (D. Conn. filed Jan. 28, 2013) On December 6, 2018, the U.S. District Court for the District of Connecticut entered an order dismissing, with prejudice, the U.S. Securities and Exchange Commission’s complaint […]

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MIL-OSI USA: SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks

By   /  December 7, 2018  /  24/7 OSI, Aid, AM-NC, america, Americas, Banking and Finance, Brexit, Business, Commerce, Commodities, CTF, Culture, DJF, Economy, Education, England, English, European Union, Exploration, FinTech, Fiscal Updates, Health, Intelligence, Investment, KB, Media Intelligence, MIL OSI, Mining, Open Source Intel, Republic of Korea, Resource Exploitation, Resource Exploration, Technology, Trade, United Kingdom, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks

Source: Securities and Exchange Commission Dec. 6, 2018 Thank you Jason [Healey] for that kind introduction.[1] For many, December is a time to reflect on the past year and to look forward to what the New Year may bring. I believe organizations also should mark milestones, take stock of what has been done and what […]

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MIL-OSI USA: SEC Halts Alleged Insider Trading Ring Spanning Three Countries

By   /  December 7, 2018  /  24/7 OSI, Aid, AM-NC, america, Americas, Banking and Finance, CTF, DJF, Economy, English, India, Investment, Justice, KB, law, Legal, MIL OSI, Open Source Intel, Republic of Korea, Singapore, Trade, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: SEC Halts Alleged Insider Trading Ring Spanning Three Countries

Source: Securities and Exchange Commission Washington D.C., Dec. 6, 2018 — The Securities and Exchange Commission has filed insider trading charges against an IT contractor and two others he illegally tipped with confidential client information he stole while working in the Singapore branch of an investment bank. The SEC obtained a court-ordered freeze of assets […]

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MIL-OSI USA: Opening Remarks at the Municipal Securities Conference

By   /  December 7, 2018  /  24/7 OSI, Aid, AM-NC, america, Americas, Banking and Finance, Budget, CTF, DJF, English, Exploration, Fiscal Updates, KB, MIL OSI, Mining, Open Source Intel, Republic of Korea, Trade, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: Opening Remarks at the Municipal Securities Conference

Source: Securities and Exchange Commission Dec. 6, 2018 Thank you, Rebecca. Good morning and welcome. I am delighted to help kick off the inaugural Municipal Securities Conference, although I regret that because of other meetings and commitments, I am doing so from our New York office. Before going any further, I want to make it […]

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MIL-OSI USA: SEC Investor Advisory Committee to Meet on December 13

By   /  December 7, 2018  /  24/7 OSI, Aid, AM-NC, america, Americas, CTF, DJF, English, Environment, KB, MIL OSI, Open Source Intel, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: SEC Investor Advisory Committee to Meet on December 13

Source: Securities and Exchange Commission Washington D.C., Dec. 6, 2018 — The Securities and Exchange Commission will hold a meeting of its Investor Advisory Committee on Dec. 13, 2018. The meeting will begin at 9 a.m. ET in the Multipurpose Room at SEC Headquarters at 100 F Street NE, Washington, D.C. and is open to the public. The meeting […]

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MIL-OSI USA: Chen et al.

By   /  December 7, 2018  /  24/7 OSI, AM-NC, america, Americas, China, CTF, DJF, Economy, English, Investment, Justice, KB, law, MIL OSI, Open Source Intel, Peoples Republic Of China, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: Chen et al.

Source: Securities and Exchange Commission On November 19, 2018, a U.S. District Court for the Central District of California entered final judgments on consent against defendants Edward and Jean Chen, husband and wife, and five entity defendants who had been charged with defrauding Chinese investors in connection with the EB-5 Immigrant Investor Program. On September […]

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MIL-OSI USA: Shira Pavis Minton, Ethics Counsel, to Retire from the SEC After 20 Years of Federal Service

By   /  December 5, 2018  /  24/7 OSI, Aid, AM-NC, america, Americas, CTF, DJF, English, KB, MIL OSI, Open Source Intel, Trade, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: Shira Pavis Minton, Ethics Counsel, to Retire from the SEC After 20 Years of Federal Service

Source: Securities and Exchange Commission Washington D.C., Dec. 4, 2018 — The Securities and Exchange Commission today announced that Shira Pavis Minton, Ethics Counsel and Designated Agency Ethics Official, will be retiring from the agency this month after more than 20 years of federal service and nearly 10 years with the SEC.  The Ethics Office […]

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MIL-OSI USA: The Salutary Effects of International Cooperation on SEC Enforcement

By   /  December 5, 2018  /  24/7 OSI, AM-NC, america, Americas, Banking, Banking and Finance, Brazil, Budget, Business, Commerce, Crude, Cryptocurrencies, CTF, Currency Exchange Rates, DJF, Economy, Education, English, Environment, European Union, Exploration, Fiscal Updates, Fisheries, France, Gaming, Gas, International Law, Internet Communications Technology, Investment, Justice, KB, law, Legal, Media Intelligence, MIL OSI, Mining, Oil, Open Source Intel, Privacy, Republic of Korea, Resource Exploitation, Resource Exploration, Russia, Social Media, Technology, Trade, United Kingdom, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: The Salutary Effects of International Cooperation on SEC Enforcement

Source: Securities and Exchange Commission Dec. 3, 2018 Remarks at the IOSCO/PIFS-Harvard Law School Global Certificate Program for Regulators of Securities Markets Good morning. Before I begin, let me give the required disclaimer that the views I express here today are my own and do not necessarily represent the views of the Commission or its […]

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MIL-OSI USA: David G. Dreslin, et al.

By   /  December 4, 2018  /  24/7 OSI, Aid, AM-NC, america, Americas, Business, China, Commerce, CTF, DJF, Economy, Education, English, Investment, Justice, KB, law, MIL OSI, Open Source Intel, Peoples Republic Of China, Republic of Korea, Resource Exploitation, Resource Exploration, United States, United States Federal Government, United States Government, United States of America, US Securities and Exchange Commission, USA  /  Comments Off on MIL-OSI USA: David G. Dreslin, et al.

Source: Securities and Exchange Commission The Securities and Exchange Commission today announced fraud charges against a Florida-based CPA, a former broker, and his spouse, for their roles in a fraudulent scheme involving the creation and sale of a public shell company and false regulatory filings to facilitate the sale. According to the SEC, David Dreslin […]

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